Module 9: Maintaining the Kingdom

Documentation Updates

12 min
+50 XP

Documentation Updates

Your ISO 27001 documentation must stay current to remain effective and audit-ready.

Why Documentation Goes Stale

  • Business and technology changes
  • Staff turnover
  • Lessons learned from incidents
  • Standard version updates (2013 → 2022)
  • Scope changes

Cost of Stale Docs: Audit findings, operational confusion, inability to respond effectively, certification risk.

Update Cycles

Annual Full Review (Mandatory)

  • ISMS Policy
  • Security Policy
  • Supporting policies
  • Statement of Applicability
  • Risk Assessment
  • Business Continuity Plan

Triggered Updates (As Needed)

  • Major organizational changes
  • New products or services
  • Significant security incidents
  • New regulatory requirements
  • Technology platform changes
  • Scope modifications

Continuous Minor Updates

  • Contact information
  • Role changes
  • Procedural refinements
  • Typo fixes

Document-by-Document Guide

ISMS Policy: Review annually or with major organizational change

  • Scope still accurate?
  • Objectives still relevant?
  • Leadership commitment reaffirmed?

Security Policy: Review annually

  • Requirements still applicable?
  • New threats addressed?
  • Technology references current?

Procedures: Review annually or when process changes

  • Screenshots still accurate?
  • Steps still valid?
  • Tool names current?
  • Roles still exist?

Statement of Applicability: Review annually or with scope changes

  • All 93 controls reviewed?
  • Applicability decisions still valid?
  • Implementation status accurate?

Risk Assessment: Annually minimum, quarterly recommended

  • All assets in inventory?
  • New assets added?
  • Threat landscape changed?
  • Risk levels shifted?

Business Continuity Plan: Annually, after testing, after incidents

  • Contact info current?
  • Procedures tested and valid?
  • RTOs/RPOs achievable?

Version Control

Numbering Options

  • Simple: v1.0 → v1.1 → v2.0
  • Date-based: ISMS-Policy-2024-01
  • Semantic: MAJOR.MINOR.PATCH

Track These Properties

  • Document title and owner
  • Version number and date
  • Approval date and approver
  • Next review date
  • Change summary

Change Log Example

VersionDateAuthorChangesApproved By
1.02024-01-15J. SmithInitial versionCEO
1.12024-06-20J. SmithUpdated contactsCOO
2.02025-01-10A. JonesISO 27001:2022 rewriteCEO

Document Management Tools

ToolProsCons
SharePointRobust, Office integrationComplex setup
Google DriveEasy, collaborativeLimited workflow
ConfluenceGreat for wikisCan get messy
GRC PlatformsPurpose-builtExpensive
GitExcellent version controlTechnical curve

Communication Strategy

Minor Updates:

  • Email affected users
  • Note in next meeting
  • Update in document

Major Updates:

  • All-hands announcement
  • Training session if needed
  • Track acknowledgments
  • Update handbooks

Audit Perspective

What Auditors Look For: ✓ Consistent version control ✓ Recent review dates (within last year) ✓ Changes tracked and logged ✓ Approval process followed ✓ Documents match actual practices ✓ Obsolete documents removed

Common Findings:

  • Documents don't match practice
  • No evidence of annual review
  • Multiple versions in circulation
  • Outdated contact information
  • Procedures don't match reality

Keep It Sustainable

Strategies:

  1. Assign clear ownership
  2. Set calendar review dates
  3. Use simple templates
  4. Integrate with management review
  5. Reward compliance
  6. Automate where possible

Red Flags:

  • Multiple "current" versions exist
  • Employees ignore procedures
  • Auditors find discrepancies
  • Forgotten documents
  • Reviews 2+ years overdue

Document Health Checklist

  • Header has version and date
  • Change log present and current
  • Owner identified
  • Next review date set (not overdue)
  • No references to defunct systems/people
  • Approval signature present
  • In document register
  • Previous version archived

Remember: Documentation serves your organization first, auditors second. If your team can't use it, it's not good documentation.

Next Lesson: Managing scope changes without drama.

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